What do forgiveness and law have to do with one another? We have long known
forgiveness in many different legal contexts -- in bankruptcy (one's debts are
wiped clean), in criminal law (clemency for an inmate on death row) -- and amnesty
in settings ranging from overdue fines at public libraries to international
human rights violations. The value of forgiveness -- as expressed in proceedings
in the international human rights context, as well as in proceedings in "ordinary"
criminal and civil cases -- has gained increasing currency as an alternative
to the formal rule of law. The recent interest in forgiveness and law reflects
widespread dissatisfaction in the equation of justice with adversarial litigation.
But we should be careful about embracing the move toward forgiveness, for our
commitment to the rule of law often depends upon adversarial litigation for
enforcement.
It almost goes without saying that the dissatisfaction with conventional adversarial
litigation is wide-ranging. Not only is it costly and time-consuming, such litigation also
is isolating, impersonal, and potentially destructive of human ties. It offers
limited or constrained roles for actual parties. It requires that people put
aside the totality and complexity of their identities, needs, and beliefs in
order to translate the conflict into legal terms. Its process and even its substance
seem arcane, remote, harsh and divisive, even if it is principled, formal, neutral
and fair.
In contrast, alternatives such as mediation, restorative justice conferences,
and truth and reconciliation commissions depart from precedent and professional
scripts to invite humane encounters, deepened interpersonal ties, and the involvement
of people's hearts and commitments in dealing with wrongdoing, conflict, and
dereliction of duty. No small virtue of these alternatives lies in the fact
that that they may promote apologies and forgiveness. "Forgiveness,"
writes author Christina Baldwin, "is the act of admitting we are like other
people." That admission inspires compassion and empathy -- in rather stark
contrast to the legal ideals of impartiality, just deserts, and equal treatment.
Some may view forgiveness -- and the means for attaining it -- as irreconcilable
with the procedures and goals of a formal legal system. I maintain, however,
that legal aspirations can be rendered compatible with the aspirations associated
with forgiveness. At least in one view, a crime victim can support criminal
prosecution and yet offer personal forgiveness to the defendant. The victim
can quite sensibly understand forgiveness as a personal decision to forgo resentment,
while still adhering to a philosophical or moral conception of law as an impersonal
requirement for protecting the community, and treating like cases alike. Or
a victim may choose to forgive a violator who accepts responsibility and commits
to making amends. A victim may drop claims if the violator remedies the problem
or pays damages. Similarly, in community conferences or restorative justice
circles sponsored by some prosecutors' offices and criminal courts in this and
other countries, the wrongdoer, victims, and community members discuss the harm,
its effects, and strategies for rectification. If they develop an agreeable
strategy, the wrongdoer may avoid legal sanction and undertake reparations instead.
A very different meaning arises when it is someone other than the victim who
offers a way to bypass the workings of the law. Then forgiveness and law seem
quite incompatible. That is why governmental offers of amnesty to human rights
violators following transitions of national regimes are so troubling. It is
a trade-off -- and often a practical one -- to grant amnesty to murders and
torturers in order to facilitate a peaceful transition from military or repressive
rule to a democratic regime. That trade-off sacrifices justice for peace, just
deserts for future stability, and freedom for the bad guys for democracy for
the people.
Justice and forgiveness are at odds in another way when victims forgive in
hopes of effecting personal transformation. A victim may hope that the offer
of forgiveness will prompt a change in the wrongdoer; this gesture of acceptance
may soften the anger or end the isolation that led to the harm. Or the victim
may hope to change herself by offering forgiveness. Then she can release herself
from bitterness and preoccupation with revenge and punishment. The aspirations
to change the wrongdoer or change the victim contrast with the more skeptical
aspirations of law. Law demands accountability whether or not a wrongdoer has
changed or could change; law asks, what would it take to reach someone unmoved
by the lofty ambitions of self-transformation? What would it take to reach Justice
Oliver Wendell Holmes, Jr.'s proverbial "bad man", the self-interested
person who obeys the law only to avoid punishment?
Now, I do not mean to suggest that prosecutors and courts should never explore
alternative dispute resolution methods that invite compromise or even apologies
and forgiveness. But they should be cautious not to call such activities forgiveness
when they are really about clearing dockets. And they should be especially vigilant
against using the power of the state to press crime victims into the postures
of forgiveness. Individual human beings are entitled to their own responses
to injury and harm. And if it is not the victim but someone acting in her name
who pursues an alternative to litigation, the victim's own prerogative to forgive -- or
not to forgive -- is painfully eliminated. I also worry about uses of state power
to induce apologies or the appearance of contrition. Contrition can so easily
be feigned; tied to any instrumental advantage, a wrongdoer's apparent repentance
is both potentially untrustworthy and insulting to the victimized. Governmental
inducements to enact a posture of contrition deprive wrongdoers and victims
alike from the gifts of apology and forgiveness, freely given.
Further, the apparent virtues of face-to-face apology and forgiveness should
not distract us from the remarkable aspirations of a rule of law, implemented
by institutional commitments to more impartial and impersonal conceptions of justice. Elevating
respect for each individual over community, hierarchy, and inherited status,
the rule of law embodies liberalism's commitment to objectivity, impartiality,
and a system of governance by law rather than men. Its faith is in rules and
rights as restraints on relationships and power. The movement for the rule of
law may squeeze forgiveness out of justice in order to implement equal and impersonal
treatment and to guard against the whims of the powerful and the abuses of power
relationships. In nations without it, it is easy to see the rule of law as the
accomplishment that it is. Consider the situation of the few remaining Serbs
in Kosovo who have no ability to claim equal treatment in local hospitals or
by local police, and who depend for their very existence on international peace-keeping
troops.
Of course, the rule of law has never completely been realized. It remains tricky
to know what is "like" enough to be treated alike. And impersonality
and predictability do at times prevent the flexibility and attentiveness to
achieving justice in a particular case. That is why judges and lawyers have
struggled to invent room to forgive individual wrongs and wrongdoers. Equitable
principles, as well as doctrines of lenity, hint at the generosity and hope
associated with forgiveness. But no less valuable is the aspiration to establish
institutions committed to the rule of law rather than the whims of governors.
The ambitions of law and forgiveness offer worthy challenges, one to the other,
in our desires for impartiality and compassion.