Friday, Oct. 04, 2002
This Wednesday, the New Jersey
Supreme Court ordered election officials to replace Robert Torricelli's name on
the November statewide ballot for United States Senator with that of Frank
Lautenberg. What should observers make of the court's decision and the
surrounding legal and political issues? In the grand tradition of law school
exams, where students are given an interesting fact pattern and a short
deadline, we will try to "spot" some of the major issues and provide some
preliminary analysis.
Why All of the Democrats' Nonlitigation Alternatives Were Seriously Flawed
Issue 1: What options, other than filing suit to get new
ballots printed up, did the Democrats have, and were those options attractive?
leaders had a few alternatives, but each of them was flawed. First, the
Democrats could have left Torricelli's name on the ballots, but then waged a
major write-in campaign to get Democratic voters to pencil in Lautenberg as
their choice.
The problem with this strategy is
the very real possibility that Republican candidate Douglas Forrester might win
more votes than any other candidate and thus win the election even if most New Jerseyans were to vote Democrat.
For example, suppose a vigorous
write-in campaign convinced an overwhelming proportion say, 90%of Democratic
loyalists to write in Lautenberg. Ninety percent seems like a high number,
but it may well not be good enough.
Even if ninety percent of Democrats
wrote in Lautenberg, that could still result in an election in which Forrester
gets, say, 48% of the vote, Lautenberg gets, say, 47%, and Torricelli gets
another 5%. Together, Lautenberg and Torricelli would have many more votes
than Forrester (and more than half the total votes), but under each state's
election law, it is the person, and not the party, with the most votes who
winsin this realistic hypothetical, Forrester.
This
dilemma for the Democrats might be mitigated if a single-transferable voting
system a system we explained in our May 3rd column were used, so that Torricelli voters could
register their second-place preference (which would more likely be Lautenberg
than Forrester). Those Democrats who prefer Torricelli to Lautenberg might
still prefer Lautenberg to Forrester, and would be allowed to register that
second-choice preference, and have it count. If only half of the Torricelli
voters chose Lautenberg as their second choice (and the other half were simply
clueless voters who somehow didn't know that Torricelli had dropped out), this
would still be enough to give Lautenberg more votes than Forrester in an STV
system under the numbers we are assuming in our realistic hypothetical.
A
second option for the Democrats would have been to leave Torricelli's name on
the ballots and encourage all voters even those who object to Torricelli's
character to vote for Torricelli on his promise that if elected, he would
then resign his seat, which presumably would be given to Lautenberg by the
Governor (who is a Democrat and who, under the Constitution, is empowered to
fill Senatorial vacancies that occur post-election).
But this strategy also would have
had its drawbacks. First, some voters may have trouble formally voting for a
man they don't like. Second, this plan depends on Torricelli following through
on his promise to resign. Chances are that he would do so, but there is no way
to legally enforce such a promise. (And remember, Torricelli's character is
not his strong suit these days.)
Constitutionally, there is no way
for a state electorate to "recall" a Senator whom voters no longer want to
represent them. (The Senate is of course empowered to expel miscreant
membersjust ask Bob Packwoodbut most Senators might think twice, and even
thrice, before tossing out someone who formally won the election and then broke
a "campaign promise.")
Finally, even if Torricelli were to
honor his promise and the Democratic Governor were to follow through by tapping
Lautenberg, Mr. Lautenberg would occupy the seat only temporarily, not for a
full six-year Term. The Democrats would thus be obliged to run again, and win,
in a second, special election in order to retain the seat for the full six-year
term.
This is why U.S. Senator Jean
Carnahan from Missouri must run in a special election this year. In
mid-October 2000, her husband Mel, the official Democrat on the Senate ballot,
died in a plane crash. Democrats quickly huddled and told voters that if they
voted for Mel, and he "won," the seat would go to his wife Jean, via a vacancy
appointment from Missouri's Democratic Governor. But now Carnahan will have to
defend her seat.
Issue 2: Is the New Jersey Supreme Court's decision correct, or at least
defensible?
The
answer to this question, alas, turns on New Jersey law not our area of
expertise. But we do have some questions about what the state judges said and
did.
The New Jersey statute at issue
says two things: First, it states that "in the event of a vacancy, howsoever
caused, among candidates nominated at primaries, which vacancy shall occur not
later than the 51st day before the general election, . . . a
candidate shall be selected" by the state party leadership. Second, it says
that "a selection made pursuant to this section shall be made no later than the
48th day preceding the date of the general election."
Torricelli announced that he was
dropping out later than 51 days before the general election. His replacement,
Lautenberg, was named later than 48 days before the general election.
Accordingly, Republicans argued
before the New Jersey Supreme Court that both the front end and the back end
timelines of the statute were violated by the Democrats' request to put
Lautenberg on the ballot. The court rejected that reading, however, holding
that the statute did not foreclose reprinting the ballots, as the Democrats
wanted, with Lautenberg's name.
Fair enoughwe can imagine
circumstances calling for new ballots after these deadlines have passed.
Indeed, in our September 6 column, we
discussed the need to provide mechanisms for dealing with unforeseen events
that take place shortly before an election is held. Speaking in the context of
Presidential elections, for example, we have suggested that the death of a
major party candidate, or the occurrence of a major terrorist strike, should
trigger a delay in the election or some other kind of accommodation. So we are
not against the idea of interpreting election law flexibly to deal with
exigencies.
But
the kind of triggering event here a decision to drop out by a candidate who
is down in the polls and fears losing is hugely different from death (or
physical disability) or a terrorist incident, the genuine exigencies we
discussed in our earlier column.
The instinct to provide some
extraordinary relief from an otherwise fixed election timeline in response to
an extraordinary event makes sense. But the instinct simply does not seem to
apply when the so-called extraordinary event is a cold, calculated political
prediction of success (or for Torricelli, failure).
Indeed, as the science of polling
becomes better and better, one could imagine more and more people making decisions
like Torricelli's after they see the writing on the wall. Yet the New Jersey
Court didn't seem at all to grapple with this parade of horribles.
is true, of course, that the timeline apparently set up by the New Jersey
statute is itself somewhat arbitrary. What is the real difference 51 days and
35 days, so long as both periods allow new ballots to physically be prepared?
And shouldn't voters be presented with as much choice as possible, so long as
the ballots can be made up in time for the election? This seemed to be the
reasoning adopted by the New Jersey court, both at its hearing and in its
(extremely brief) opinion explaining its order.
Perhaps
a 51-day/48 day rule is arbitrary. But ANY time limit is going to be
arbitrary, and yet SOME time limit is needed. At least the 51-day/48 day limit
is arbitrariness that comes from an ex ante legislative decision, made behind a
veil of ignorance about which party would be helped or hurt by its application
in a given year.
The same cannot be said for flexible deviations from that time line by courts
that are no longer behind that veil of ignorance. For these reasons, absent
death or (non-political) disaster, we would be inclined to read the state
statute less flexibly than did the New Jersey Justices.
Of
course, if there were clear New Jersey caselaw already interpreting the statute
more expansively, then Wednesday's decision would seem less aggressive. But if
there is such authority, the New Jersey Supreme Court certainly didn't cite to
it.
The only decision significantly
relevant to the current controversy involved the death of a candidate not a
voluntary dropping out. And in that earlier case (in 1952), while the
candidate vacancy occurred after the front-end time line mentioned in the
statute had already passed, the replacement candidate WAS named before the
back-end date provided for in the statute. Thus, the 1952 case seems quite
distinguishable.
Here's
another way to put our point. New ballots will cost around 800 thousand dollars.
The court ordered the Democratic Party to pay this expense. But suppose a
party didn't have the moneywould it then not be entitled to new ballots in a
similar circumstance?
Ordinarily, government pays for
ballots, not private parties. (This was one of the major reforms introduced
into America in the late nineteenth and early twentieth century.) In a plane
crash, or other death situation, would the court impose the costs on one
political party? If there is genuinely a public interest in new ballots, why
shouldn't the public pay?
Conversely, if
this request for a new ballot is really the "fault" of the Democratsenough so
that they and only they should in fairness pay for the new ballotsthen isn't
this payment order itself an implicit admission that this is, to some extent at
least, a partisan request for partisan advantage?
Issue 3: Given all this, is U.S. Supreme Court review likely?
Along
with many other law professors, we made all sorts of mistaken predictions in
the run-up to Bush v. Gore. Much of
what the Court did surprisedeven shockedmany thoughtful commentators. So,
we've learned our lesson: the Supreme Court, it seems, will do what it wants in
highly charged cases. We have no inside information and make no predictions.
that the Supreme Court sits to hear matters of federal law, not state law. In
many situations, a mere claim that a state court has misapplied state law would
not rise to the level of a federal claim.
But it's worth noting that that the
same federal issue that initially caught the Court's eye in Bush v. Gore namely, do state courts violate the Federal
Constitution when they misinterpret state statutes in such a way as to deprive
state legislatures of the power conferred on them in the Constitution?is
precisely what is being pressed by the Republican lawyers in DC right now.
Article I says that "state
legislatures" shall prescribe the time, place and manner of U.S. Senate
elections, just as Article II says that "state legislatures" shall prescribe
the "manner" for appointing Presidential electors. If the Court thought the
Florida judiciary was violating Article II in 2000 at least 3, and perhaps as
many as 5 Justices so believed we wouldn't be shocked if the Court thought
that Wednesday's ruling by the New Jersey court violates Article I.
Then again, after Bush v. Gore, it's hard to be shocked by anything the Court might
do or not do.